Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bernard Harvey Marx | 2059413 | 1 | 05/01/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Kennell | 2819050 | 1 | 02/25/2014 | Customer Dispute | Denied | $8,057.78 | $0.00 | See FINRA Report |
| Andrew Steven Lieberman | 1955479 | 2 | 01/31/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marshall Mayer Shigon | 2132927 | 1 | 12/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John B Koulas | 3112053 | 4 | 04/02/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Grant Joseph Wenger | 1009727 | 2 | 03/13/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carl Anthony Demarco | 2671924 | 1 | 02/22/2012 | Customer Dispute | Settled | $27,546.00 | $0.00 | See FINRA Report |
| Gregory Neal Altenau | 1170933 | 1 | 01/17/2012 | Customer Dispute | Settled | $116,556.00 | $0.00 | See FINRA Report |
| Jeffrey Arthur Wells | 2137891 | 2 | 11/11/2011 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Alvin Louis Smith | 4115591 | 3 | 09/01/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |