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FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 111 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Larry G Sun2353638201/20/2022Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Gregory Alan Osterland5448546104/21/2020Customer DisputeSettled$57,672.00$0.00See FINRA Report
Cliff S Duester5634190104/20/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Nicholas Paul Solitario5826110103/24/2020Customer DisputeDenied$27,195.00$0.00See FINRA Report
Zachary Ryan Bloemen6611940103/10/2020Customer DisputeSettled$20,000.00$0.00See FINRA Report
Brandon James Grocki6458365104/24/2019Customer DisputeSettled$9,051.00$0.00See FINRA Report
Melanie Marie Colusci3047645204/08/2019Customer DisputeDenied$7,891.00$0.00See FINRA Report
Edward Robert Cehelsky4419713104/08/2019Customer DisputeDenied$7,891.00$0.00See FINRA Report
Llewellyn Lewis Rowell839010302/19/2019Customer DisputeDenied$5,000,000.00$0.00See FINRA Report
Llewellyn Lewis Rowell839010312/20/2018Customer DisputeDenied$214,122.00$0.00See FINRA Report

111 Results

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