Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bestvest Investments, Ltd.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy Ann Munro Gaumer | 1606316 | 1 | 08/12/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James William Oconnor | 1655937 | 3 | 10/23/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James William Oconnor | 1655937 | 3 | 02/13/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James William Oconnor | 1655937 | 3 | 11/30/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |