Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northland Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seth Norman Kahn | 1287393 | 2 | 12/18/1996 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Todd William Radam | 1314170 | 2 | 07/09/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Darwin Ripley | 1031760 | 2 | 05/31/1996 | Customer Dispute | Award / Judgment | $857,000.00 | $150,000.00 | See FINRA Report |
| Jerel D Saltzman | 3022286 | 1 | 08/24/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Leonard | 728226 | 5 | 03/09/1988 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| Scott Louis Hefle | 3142286 | 1 | 09/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |