Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northland Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey David Rahm | 1520986 | 6 | 05/02/2002 | Customer Dispute | Closed-No Action | $45,360.00 | $0.00 | See FINRA Report |
| Craig Donald Ostrom | 2776796 | 1 | 11/29/2001 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Frank Michael Gaertner | 1301544 | 1 | 10/09/2001 | Customer Dispute | Settled | $16,600.00 | $0.00 | See FINRA Report |
| Jeffrey David Rahm | 1520986 | 6 | 05/11/2001 | Customer Dispute | Closed-No Action | $107,057.00 | $0.00 | See FINRA Report |
| Brent Darwin Ripley | 1031760 | 2 | 04/27/2000 | Customer Dispute | Denied | $52,500.00 | $0.00 | See FINRA Report |
| Todd William Radam | 1314170 | 2 | 02/09/2000 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |
| Seth Norman Kahn | 1287393 | 2 | 03/11/1999 | Customer Dispute | Settled | $64,295.00 | $0.00 | See FINRA Report |
| Edward Gregory Schmitz | 1609890 | 1 | 01/11/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stacey Ray Rickert | 1982105 | 1 | 01/11/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Victor Zidanic | 2508373 | 2 | 05/05/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |