Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Narongdej Jaroensabphayanont | 5393272 | 4 | 05/01/2022 | Customer Dispute | Award / Judgment | $26,250.00 | $0.00 | See FINRA Report |
| Gregory Fockler | 6322542 | 1 | 04/01/2022 | Customer Dispute | Award / Judgment | $5,000.00 | $10,000.00 | See FINRA Report |
| Jeffrey Dean Mayotte | 729234 | 3 | 03/31/2022 | Customer Dispute | Award / Judgment | $47,053.10 | $0.00 | See FINRA Report |
| Daniel Todd Lerner | 1255769 | 14 | 02/18/2022 | Customer Dispute | Award / Judgment | $49,999.00 | $23,480.00 | See FINRA Report |
| Sergio Andr Moure Torres | 4829488 | 8 | 01/27/2022 | Customer Dispute | Award / Judgment | $6,000.00 | $0.00 | See FINRA Report |
| Robert Lawrence Souza | 5845525 | 1 | 01/22/2022 | Customer Dispute | Award / Judgment | $208,892.00 | $208,892.00 | See FINRA Report |
| James Dwight Hiles | 1268480 | 1 | 12/02/2021 | Customer Dispute | Award / Judgment | $150,000.00 | $150,000.00 | See FINRA Report |
| Julie Adelle Jones | 707531 | 14 | 11/30/2021 | Customer Dispute | Award / Judgment | $1,400,000.00 | $36,745,100.00 | See FINRA Report |
| Iris Cecelia Israel | 1547363 | 28 | 11/30/2021 | Customer Dispute | Award / Judgment | $1,400,000.00 | $36,745,100.00 | See FINRA Report |
| Seymour Cohen | 2007478 | 5 | 11/23/2021 | Customer Dispute | Award / Judgment | $200,000.00 | $383,158.00 | See FINRA Report |