Our Staff has compiled our research into a database of FINRA Broker Disclosures for EFG Capital International. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenia Naves Rocha | 5629596 | 1 | 11/11/2021 | Customer Dispute | Pending | $4,100,000.00 | $0.00 | See FINRA Report |
| Eduardo Moliterno da Cruz | 5578693 | 1 | 11/11/2021 | Customer Dispute | Pending | $4,100,000.00 | $0.00 | See FINRA Report |
| Luis Guilherme de Melo Ferreira | 6788062 | 1 | 11/11/2021 | Customer Dispute | Pending | $4,100,000.00 | $0.00 | See FINRA Report |
| Paul Alberto Pestana Valeri | 6762692 | 1 | 02/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Yordanka Fuentes | 5381053 | 1 | 09/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrews | 6227932 | 2 | 04/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando Monteiro de Barros | 5605186 | 1 | 10/16/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Andrews | 6227932 | 2 | 03/28/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ana Maria de Bracamonte Galvez | 3107367 | 1 | 05/09/2002 | Customer Dispute | Final | $2,000,000.00 | $0.00 | See FINRA Report |
| Juan Alejandro Tapia | 1703587 | 2 | 01/27/2000 | Customer Dispute | Award / Judgment | $15,000,000.00 | $0.00 | See FINRA Report |