Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vito Antonio Francone | 2349326 | 3 | 10/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vito Antonio Francone | 2349326 | 3 | 10/02/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason John Defelice | 2748462 | 4 | 09/26/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Lloyd Omohundro | 2415942 | 6 | 12/09/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 09/26/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 09/26/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 09/23/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 09/15/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 09/13/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Maroun D Mansour | 2832024 | 4 | 04/12/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |