Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scotty Cameron George | 1023983 | 2 | 10/21/1993 | Customer Dispute | Settled | $13,225.00 | $0.00 | See FINRA Report |
| Stephen William Guercio | 1523331 | 8 | 08/27/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Laffey | 859962 | 6 | 05/28/1992 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Christopher Charles Laffey | 859962 | 6 | 05/18/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Richard Marder | 2066933 | 7 | 05/07/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Richard Marder | 2066933 | 7 | 04/10/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter John Imlay | 2197746 | 1 | 03/26/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Pizzulli | 2478300 | 3 | 09/06/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Pizzulli | 2478300 | 3 | 02/26/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Laffey | 859962 | 6 | 01/01/1980 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |