Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher Schoefield Carlin | 2238819 | 4 | 10/03/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Nicholas Alexander Lobasso | 1758735 | 3 | 05/30/1997 | Customer Dispute | Award / Judgment | $33,087.50 | $6,250.00 | See FINRA Report |
Gary Richard Marder | 2066933 | 7 | 03/27/1997 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
Steven Anthony Bencivenga | 3000161 | 7 | 03/13/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nicholas Alexander Lobasso | 1758735 | 3 | 09/25/1996 | Customer Dispute | Award / Judgment | $4,450.00 | $4,600.00 | See FINRA Report |
Vincent Louis Pereira | 2933058 | 13 | 08/22/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jason John Defelice | 2748462 | 4 | 01/01/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Scotty Cameron George | 1023983 | 2 | 07/11/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Vincent Louis Pereira | 2933058 | 13 | 06/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gary Richard Marder | 2066933 | 7 | 04/08/1994 | Customer Dispute | Award / Judgment | $17,870.90 | $7,500.00 | See FINRA Report |