Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Hampton Simmons | 2438224 | 13 | 09/23/1999 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Robert Francis Stefanelli | 2566917 | 6 | 02/24/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Maroun D Mansour | 2832024 | 4 | 01/19/1999 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Jeanpaul Charles Skovronck | 2744738 | 2 | 08/25/1998 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Robert Lloyd Omohundro | 2415942 | 6 | 08/03/1998 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Stephen William Guercio | 1523331 | 8 | 07/14/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Laffey | 859962 | 6 | 05/01/1998 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |
| Stephen William Guercio | 1523331 | 8 | 04/24/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Francis Stefanelli | 2566917 | 6 | 02/24/1998 | Customer Dispute | Settled | $7,614.00 | $0.00 | See FINRA Report |
| Jason John Defelice | 2748462 | 4 | 10/28/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |