Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Steven Anthony Bencivenga | 3000161 | 7 | 01/11/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Rocco Gerard Guidicipietro | 2489732 | 4 | 12/20/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Mark Earle Pitman | 2281587 | 3 | 12/07/2006 | Customer Dispute | Closed-No Action | $23,235.00 | $0.00 | See FINRA Report |
Stephen William Guercio | 1523331 | 8 | 07/26/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christian Frank Lucchetto | 4648994 | 2 | 05/20/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Roger Allan Roemmich | 1293322 | 4 | 04/21/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Edward Nelson Portelles | 2897613 | 1 | 03/01/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Gina Marie Portelles | 3163378 | 1 | 03/01/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Steven Anthony Bencivenga | 3000161 | 7 | 02/23/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven Anthony Bencivenga | 3000161 | 7 | 08/26/2004 | Customer Dispute | Settled | $650.00 | $0.00 | See FINRA Report |