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FINRA Broker Disclosures for Alexander Capital, L.P.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.

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Displaying 101-110 out of 160 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Steven Anthony Bencivenga3000161701/11/2007RegulatoryFinal$0.00$0.00See FINRA Report
Rocco Gerard Guidicipietro2489732412/20/2006RegulatoryFinal$0.00$0.00See FINRA Report
Mark Earle Pitman2281587312/07/2006Customer DisputeClosed-No Action$23,235.00$0.00See FINRA Report
Stephen William Guercio1523331807/26/2006CriminalFinal Disposition$0.00$0.00See FINRA Report
Christian Frank Lucchetto4648994205/20/2006CriminalFinal Disposition$0.00$0.00See FINRA Report
Roger Allan Roemmich1293322404/21/2006Employment Separation After Allegations$0.00$0.00See FINRA Report
Edward Nelson Portelles2897613103/01/2006CriminalFinal Disposition$0.00$0.00See FINRA Report
Gina Marie Portelles3163378103/01/2006CriminalFinal Disposition$0.00$0.00See FINRA Report
Steven Anthony Bencivenga3000161702/23/2006RegulatoryFinal$0.00$0.00See FINRA Report
Steven Anthony Bencivenga3000161708/26/2004Customer DisputeSettled$650.00$0.00See FINRA Report

160 Results

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