Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason John Defelice | 2748462 | 4 | 06/30/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ty Kevin Bauer | 2150885 | 4 | 04/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 12/27/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Hampton Simmons | 2438224 | 13 | 10/08/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Bencivenga | 3000161 | 7 | 08/18/2007 | Customer Dispute | Closed-No Action | $18,012.00 | $0.00 | See FINRA Report |
| Andrew Patrick Murino | 4162699 | 3 | 06/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Sullivan | 1145000 | 3 | 05/25/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Anthony Bencivenga | 3000161 | 7 | 04/27/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 04/19/2007 | Customer Dispute | Settled | $4,163,540.00 | $0.00 | See FINRA Report |
| Maroun D Mansour | 2832024 | 4 | 03/13/2007 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |