Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Louis Pereira | 2933058 | 13 | 09/15/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 09/13/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Roy Joseph Failla | 2786551 | 4 | 05/25/2010 | Customer Dispute | Settled | $417,000.00 | $0.00 | See FINRA Report |
| Roy Joseph Failla | 2786551 | 4 | 02/19/2010 | Customer Dispute | Settled | $299,817.00 | $0.00 | See FINRA Report |
| Robert Francis Stefanelli | 2566917 | 6 | 07/17/2009 | Customer Dispute | Settled | $20,472.00 | $0.00 | See FINRA Report |
| Ty Kevin Bauer | 2150885 | 4 | 04/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 04/19/2007 | Customer Dispute | Settled | $4,163,540.00 | $0.00 | See FINRA Report |
| Steven Anthony Bencivenga | 3000161 | 7 | 08/26/2004 | Customer Dispute | Settled | $650.00 | $0.00 | See FINRA Report |
| Robert Lloyd Omohundro | 2415942 | 6 | 06/14/2004 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 03/13/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |