Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Brett King | 1217209 | 1 | 11/05/2015 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Robert Lloyd Omohundro | 2415942 | 6 | 10/15/2015 | Customer Dispute | Settled | $15,000,000.00 | $0.00 | See FINRA Report |
| Michael Scott Androulakis | 2793638 | 6 | 04/24/2015 | Customer Dispute | Settled | $134,350.00 | $0.00 | See FINRA Report |
| Michael Scott Androulakis | 2793638 | 6 | 11/10/2014 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Ty Kevin Bauer | 2150885 | 4 | 12/05/2013 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Roger Allan Roemmich | 1293322 | 4 | 08/21/2013 | Customer Dispute | Settled | $436,052.00 | $0.00 | See FINRA Report |
| James F Boyle | 5203860 | 1 | 07/24/2013 | Customer Dispute | Settled | $104,072.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 09/26/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 09/26/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 09/23/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |