Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roy Joseph Failla | 2786551 | 4 | 05/29/2018 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Robert Francis Stefanelli | 2566917 | 6 | 04/19/2018 | Customer Dispute | Settled | $57,303.00 | $0.00 | See FINRA Report |
| John Francis Femiano | 2132030 | 5 | 11/17/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Salerno | 4527806 | 4 | 06/15/2017 | Customer Dispute | Settled | $69,768.00 | $0.00 | See FINRA Report |
| John Francis Femiano | 2132030 | 5 | 03/01/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Robert Francis Stefanelli | 2566917 | 6 | 12/12/2016 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Steven Anthony Bencivenga | 3000161 | 7 | 10/13/2016 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Justin Roel Mendoza | 4902192 | 4 | 08/22/2016 | Customer Dispute | Settled | $35,679.00 | $0.00 | See FINRA Report |
| Jesus Quezada | 5117930 | 2 | 08/15/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Androulakis | 2793638 | 6 | 11/17/2015 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |