Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luke Jacob Aucoin | 4154439 | 6 | 10/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luke Jacob Aucoin | 4154439 | 6 | 09/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luke Jacob Aucoin | 4154439 | 6 | 09/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jesus Quezada | 5117930 | 2 | 04/20/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Roel Mendoza | 4902192 | 4 | 11/18/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Richard Marder | 2066933 | 7 | 08/25/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vincent Louis Pereira | 2933058 | 13 | 06/06/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vito Antonio Francone | 2349326 | 3 | 10/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vito Antonio Francone | 2349326 | 3 | 10/02/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Edward Smith | 2910505 | 1 | 03/31/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |