Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Hampton Simmons | 2438224 | 13 | 10/08/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Bencivenga | 3000161 | 7 | 04/27/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Bencivenga | 3000161 | 7 | 01/11/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rocco Gerard Guidicipietro | 2489732 | 4 | 12/20/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Bencivenga | 3000161 | 7 | 02/23/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Pizzulli | 2478300 | 3 | 01/29/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Marshall Williams | 2833948 | 1 | 01/03/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen William Guercio | 1523331 | 8 | 10/23/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen William Guercio | 1523331 | 8 | 03/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Francis Stefanelli | 2566917 | 6 | 02/24/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |