Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Hampton Simmons | 2438224 | 13 | 03/28/2001 | Customer Dispute | Pending | $7,750.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 11/06/2000 | Customer Dispute | Settled | $7,650.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 08/28/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 08/18/2000 | Customer Dispute | Settled | $6,700.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 06/28/2000 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| Maroun D Mansour | 2832024 | 4 | 04/06/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 09/23/1999 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Maroun D Mansour | 2832024 | 4 | 01/19/1999 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Jeanpaul Charles Skovronck | 2744738 | 2 | 08/25/1998 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Robert Lloyd Omohundro | 2415942 | 6 | 08/03/1998 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |