Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roy Joseph Failla | 2786551 | 4 | 02/19/2010 | Customer Dispute | Settled | $299,817.00 | $0.00 | See FINRA Report |
| Robert Francis Stefanelli | 2566917 | 6 | 07/17/2009 | Customer Dispute | Settled | $20,472.00 | $0.00 | See FINRA Report |
| Mark Earle Pitman | 2281587 | 3 | 01/12/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Francis Femiano | 2132030 | 5 | 11/04/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Ty Kevin Bauer | 2150885 | 4 | 04/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Bencivenga | 3000161 | 7 | 08/18/2007 | Customer Dispute | Closed-No Action | $18,012.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 04/19/2007 | Customer Dispute | Settled | $4,163,540.00 | $0.00 | See FINRA Report |
| Maroun D Mansour | 2832024 | 4 | 03/13/2007 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Mark Earle Pitman | 2281587 | 3 | 12/07/2006 | Customer Dispute | Closed-No Action | $23,235.00 | $0.00 | See FINRA Report |
| Steven Anthony Bencivenga | 3000161 | 7 | 08/26/2004 | Customer Dispute | Settled | $650.00 | $0.00 | See FINRA Report |