Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James F Boyle | 5203860 | 1 | 07/24/2013 | Customer Dispute | Settled | $104,072.00 | $0.00 | See FINRA Report |
| John Francis Femiano | 2132030 | 5 | 01/28/2013 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Robert Lloyd Omohundro | 2415942 | 6 | 12/09/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 09/26/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 09/26/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 09/23/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 09/15/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Vincent Louis Pereira | 2933058 | 13 | 09/13/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Maroun D Mansour | 2832024 | 4 | 04/12/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Roy Joseph Failla | 2786551 | 4 | 05/25/2010 | Customer Dispute | Settled | $417,000.00 | $0.00 | See FINRA Report |