Our Staff has compiled our research into a database of FINRA Broker Disclosures for J. Alden Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Edward Fish | 1837396 | 3 | 09/05/2006 | Customer Dispute | Denied | $54,694.50 | $0.00 | See FINRA Report |
| Robert Edward Fish | 1837396 | 3 | 09/26/2005 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 03/22/2005 | Customer Dispute | Denied | $96,000.00 | $0.00 | See FINRA Report |
| Darin Michael Koss | 2275060 | 2 | 02/03/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Edward Fish | 1837396 | 3 | 11/24/2003 | Customer Dispute | Denied | $47,930.80 | $0.00 | See FINRA Report |
| Darin Michael Koss | 2275060 | 2 | 10/25/2003 | Customer Dispute | Settled | $2,366.48 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 10/06/2003 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James Lawrence Cady | 2642223 | 3 | 06/25/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Zangrilli | 1291192 | 1 | 03/20/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian James McCafferty | 704729 | 6 | 03/18/2003 | Customer Dispute | Settled | $809,274.00 | $0.00 | See FINRA Report |