Our Staff has compiled our research into a database of FINRA Broker Disclosures for J. Alden Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Gerard Kern | 2116437 | 10 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Nendel Pepperman | 2492391 | 2 | 04/08/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Francis Dolan | 1240315 | 4 | 04/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 03/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Robert Scott | 3228730 | 1 | 12/24/2008 | Customer Dispute | Closed-No Action | $26,000.00 | $0.00 | See FINRA Report |
| James Lawrence Cady | 2642223 | 3 | 12/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian James McCafferty | 704729 | 6 | 09/04/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |