Our Staff has compiled our research into a database of FINRA Broker Disclosures for J. Alden Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Timothy Youngs | 1270135 | 6 | 08/12/2011 | Customer Dispute | Settled | $50,582.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 08/09/2011 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Robert Allen Moore | 2051333 | 1 | 08/08/2011 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Mark Timothy Youngs | 1270135 | 6 | 07/26/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Mitchell Moreno | 3132915 | 2 | 07/18/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline M Oprean | 6129929 | 3 | 02/03/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Lawrence Cady | 2642223 | 3 | 10/04/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Gerard Kern | 2116437 | 10 | 07/30/2010 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Mark Timothy Youngs | 1270135 | 6 | 04/29/2010 | Customer Dispute | Denied | $7,168.37 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |