Our Staff has compiled our research into a database of FINRA Broker Disclosures for J. Alden Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Zangrilli | 1291192 | 2 | 09/25/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian James McCafferty | 704729 | 6 | 02/22/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Alden Engelbach | 201177 | 5 | 01/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Markoe | 1582389 | 2 | 01/03/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian James McCafferty | 704729 | 6 | 10/27/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 08/09/2011 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Robert Allen Moore | 2051333 | 1 | 08/08/2011 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| James Lawrence Cady | 2642223 | 3 | 10/04/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Gerard Kern | 2116437 | 10 | 07/30/2010 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |