Our Staff has compiled our research into a database of FINRA Broker Disclosures for J. Alden Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian James McCafferty | 704729 | 6 | 03/18/2003 | Customer Dispute | Settled | $809,274.00 | $0.00 | See FINRA Report |
| John Francis Dolan | 1240315 | 4 | 01/13/2003 | Customer Dispute | Denied | $320,000.00 | $0.00 | See FINRA Report |
| John Francis Dolan | 1240315 | 4 | 06/20/2002 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Jonathan Allen | 3118339 | 1 | 04/25/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan David Markoe | 1582389 | 2 | 10/09/2000 | Customer Dispute | Settled | $95,043.20 | $0.00 | See FINRA Report |
| Christopher John Coloracci | 1678486 | 1 | 08/25/2000 | Customer Dispute | Settled | $9,340.27 | $0.00 | See FINRA Report |
| Charles Louis Nemes | 1709986 | 1 | 05/17/2000 | Customer Dispute | Denied | $10,127.00 | $0.00 | See FINRA Report |
| Robert Jay Becker | 16418 | 9 | 04/12/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Jay Becker | 16418 | 9 | 09/23/1993 | Customer Dispute | Award / Judgment | $500,000.00 | $7,610.80 | See FINRA Report |
| Robert Jay Becker | 16418 | 9 | 06/07/1988 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |