Our Staff has compiled our research into a database of FINRA Broker Disclosures for Swiss Re Capital Markets Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Francis Wade | 5225476 | 1 | 06/25/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |