Our Staff has compiled our research into a database of FINRA Broker Disclosures for BAY Crest Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel M Pinion | 7528565 | 1 | 07/11/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tommy Nicholas Kalikas | 2924342 | 2 | 06/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tommy Nicholas Kalikas | 2924342 | 2 | 05/17/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Lee Ross | 4073818 | 3 | 04/06/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Lee Ross | 4073818 | 3 | 12/05/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Lee Ross | 4073818 | 3 | 09/05/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chris Michael Giuca | 2669349 | 2 | 03/18/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chris Michael Giuca | 2669349 | 2 | 12/04/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Kenneth MacKie | 1739478 | 1 | 05/29/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |