Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ken S Kim | 2767239 | 1 | 02/19/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vikas Goel | 3165104 | 6 | 11/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Vincent Joyce | 1112928 | 3 | 09/23/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Ted Marcu | 2401038 | 13 | 04/16/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Dukes | 4712873 | 6 | 03/24/2008 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Richard Alyn Rappaport | 1885122 | 4 | 10/12/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Kent Phelps | 1804129 | 5 | 10/06/2006 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Richard Alyn Rappaport | 1885122 | 4 | 01/02/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ray Wook Kim | 4446196 | 4 | 06/30/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Ted Marcu | 2401038 | 13 | 03/01/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |