Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas John Harm | 2093335 | 1 | 12/19/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vijay Ramsarran | 3086197 | 3 | 12/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Fulton Kaiser | 1674570 | 7 | 12/06/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ray Wook Kim | 4446196 | 4 | 11/09/2011 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Vikas Goel | 3165104 | 6 | 09/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vikas Goel | 3165104 | 6 | 08/01/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Fulton Kaiser | 1674570 | 7 | 06/01/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Victor Carmine Sibilla | 1783361 | 10 | 04/18/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vijay Ramsarran | 3086197 | 3 | 10/04/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Scott Stern | 2053515 | 4 | 03/31/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |