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FINRA Broker Disclosures for Westpark Capital, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 51-60 out of 135 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kim Ray Kunz718618608/26/2013Judgment / Lien$0.00$0.00See FINRA Report
Victor Carmine Sibilla17833611006/24/2013Customer DisputeClosed-No Action$175,000.00$0.00See FINRA Report
Steven Kent Phelps1804129506/24/2013Customer DisputeClosed-No Action$175,000.00$0.00See FINRA Report
Michael Polyakov734810304/16/2013Customer DisputeSettled$157,178.00$0.00See FINRA Report
Victor Carmine Sibilla17833611009/06/2012Customer DisputeSettled$300,000.00$0.00See FINRA Report
Gary Thomas Madrid1934700305/18/2012Judgment / Lien$0.00$0.00See FINRA Report
Victor Carmine Sibilla17833611004/24/2012Judgment / Lien$0.00$0.00See FINRA Report
Jonathan Ted Marcu24010381303/13/2012Judgment / Lien$0.00$0.00See FINRA Report
Jonathan Ted Marcu24010381303/07/2012Judgment / Lien$0.00$0.00See FINRA Report
Michael Victor Mortensen1371803602/13/2012Customer DisputeDenied$15,000.00$0.00See FINRA Report

135 Results

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