Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kim Ray Kunz | 718618 | 6 | 08/26/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Victor Carmine Sibilla | 1783361 | 10 | 06/24/2013 | Customer Dispute | Closed-No Action | $175,000.00 | $0.00 | See FINRA Report |
Steven Kent Phelps | 1804129 | 5 | 06/24/2013 | Customer Dispute | Closed-No Action | $175,000.00 | $0.00 | See FINRA Report |
Michael Polyakov | 734810 | 3 | 04/16/2013 | Customer Dispute | Settled | $157,178.00 | $0.00 | See FINRA Report |
Victor Carmine Sibilla | 1783361 | 10 | 09/06/2012 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Gary Thomas Madrid | 1934700 | 3 | 05/18/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Victor Carmine Sibilla | 1783361 | 10 | 04/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jonathan Ted Marcu | 2401038 | 13 | 03/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jonathan Ted Marcu | 2401038 | 13 | 03/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Victor Mortensen | 1371803 | 6 | 02/13/2012 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |