Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Frank Nicholas Salvatore | 1695202 | 3 | 04/18/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Jonathan Ted Marcu | 2401038 | 13 | 03/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Christopher Todd Gross | 2738293 | 4 | 12/14/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jason Scott Stern | 2053515 | 4 | 10/05/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Christopher Todd Gross | 2738293 | 4 | 05/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Matthew Ian Turner | 4114088 | 2 | 04/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Barbara Gail Meyers | 1261182 | 4 | 04/16/2015 | Customer Dispute | Settled | $32,589.90 | $0.00 | See FINRA Report |
Jonathan Ted Marcu | 2401038 | 13 | 03/18/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Vikas Goel | 3165104 | 6 | 07/23/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jonathan Ted Marcu | 2401038 | 13 | 09/10/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |