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FINRA Broker Disclosures for Westpark Capital, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 135 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Frank Nicholas Salvatore1695202304/18/2016Customer DisputeSettled$200,000.00$0.00See FINRA Report
Jonathan Ted Marcu24010381303/11/2016Judgment / Lien$0.00$0.00See FINRA Report
Christopher Todd Gross2738293412/14/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Jason Scott Stern2053515410/05/2015Judgment / Lien$0.00$0.00See FINRA Report
Christopher Todd Gross2738293405/22/2015Judgment / Lien$0.00$0.00See FINRA Report
Matthew Ian Turner4114088204/21/2015FinancialFinal$0.00$0.00See FINRA Report
Barbara Gail Meyers1261182404/16/2015Customer DisputeSettled$32,589.90$0.00See FINRA Report
Jonathan Ted Marcu24010381303/18/2015Judgment / Lien$0.00$0.00See FINRA Report
Vikas Goel3165104607/23/2014RegulatoryFinal$0.00$0.00See FINRA Report
Jonathan Ted Marcu24010381309/10/2013Judgment / Lien$0.00$0.00See FINRA Report

135 Results

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