Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Leonard Sanders | 1177680 | 7 | 04/14/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Kim Ray Kunz | 718618 | 6 | 02/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Michael Eurton | 3203522 | 6 | 01/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Michael Eurton | 3203522 | 6 | 01/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Thomas Madrid | 1934700 | 3 | 09/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kim Ray Kunz | 718618 | 6 | 06/27/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Edward Jandt | 2332028 | 3 | 06/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Edward Jandt | 2332028 | 3 | 05/15/2019 | Customer Dispute | Settled | $1,027,980.00 | $0.00 | See FINRA Report |
| Jonathan Ted Marcu | 2401038 | 13 | 04/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Vincent Joyce | 1112928 | 3 | 03/22/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |