Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Thomas Madrid | 1934700 | 2 | 09/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kim Ray Kunz | 718618 | 4 | 06/27/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Edward Jandt | 2332028 | 3 | 06/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Edward Jandt | 2332028 | 3 | 05/15/2019 | Customer Dispute | Settled | $1,027,980.00 | $0.00 | See FINRA Report |
| Jonathan Ted Marcu | 2401038 | 13 | 04/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Vincent Joyce | 1112928 | 3 | 03/22/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Michael Eurton | 3203522 | 5 | 01/25/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Victor Mortensen | 1371803 | 6 | 08/05/2017 | Customer Dispute | Denied | $7,029.00 | $0.00 | See FINRA Report |
| Jonathan Ted Marcu | 2401038 | 13 | 07/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Carmine Sibilla | 1783361 | 9 | 05/26/2017 | Customer Dispute | Settled | $108,400.00 | $0.00 | See FINRA Report |