Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Fulton Kaiser | 1674570 | 7 | 11/11/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Dukes | 4712873 | 6 | 10/12/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Vincent Joyce | 1112928 | 3 | 10/12/2022 | Customer Dispute | Pending | $65,000.00 | $0.00 | See FINRA Report |
| Kim Ray Kunz | 718618 | 6 | 08/17/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Richard Alyn Rappaport | 1885122 | 4 | 11/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Gail Meyers | 1261182 | 4 | 09/16/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Joseph Leonard Sanders | 1177680 | 7 | 08/17/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Leonard Sanders | 1177680 | 7 | 07/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Leonard Sanders | 1177680 | 7 | 07/19/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Dukes | 4712873 | 6 | 01/04/2021 | Customer Dispute | Pending | $90,000.00 | $0.00 | See FINRA Report |