Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Victor Mortensen | 1371803 | 6 | 04/25/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ralph Farach Saigh | 2209741 | 3 | 04/20/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barbara Gail Meyers | 1261182 | 4 | 01/09/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Leonard Sanders | 1177680 | 7 | 10/24/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Leonard Sanders | 1177680 | 7 | 01/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |