Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Paul McAuliffe | 726206 | 4 | 09/20/1995 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| William Betta | 2403289 | 7 | 08/22/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Scott Stern | 2053515 | 4 | 12/13/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Victor Mortensen | 1371803 | 6 | 11/21/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Leonard Sanders | 1177680 | 7 | 08/10/1993 | Customer Dispute | Settled | $176,000.00 | $0.00 | See FINRA Report |
| Barbara Gail Meyers | 1261182 | 4 | 03/05/1993 | Customer Dispute | Settled | $3,360,590.00 | $0.00 | See FINRA Report |
| Douglas Fulton Kaiser | 1674570 | 7 | 05/13/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Wechsler | 713646 | 1 | 07/23/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul McAuliffe | 726206 | 4 | 03/29/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ray Wook Kim | 4446196 | 4 | 10/10/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |