Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Edward Jandt | 2332028 | 3 | 06/01/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Victor Mortensen | 1371803 | 6 | 05/03/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Victor Carmine Sibilla | 1783361 | 10 | 11/15/1998 | Customer Dispute | Settled | $515,000.00 | $0.00 | See FINRA Report |
| Victor Carmine Sibilla | 1783361 | 10 | 09/30/1998 | Customer Dispute | Award / Judgment | $230,000.00 | $210,000.00 | See FINRA Report |
| Michael Victor Mortensen | 1371803 | 6 | 09/01/1998 | Customer Dispute | Denied | $12,873.00 | $0.00 | See FINRA Report |
| Victor Carmine Sibilla | 1783361 | 10 | 04/16/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Scott Stern | 2053515 | 4 | 01/14/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Paul McAuliffe | 726206 | 4 | 09/09/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul McAuliffe | 726206 | 4 | 07/24/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Nicholas Salvatore | 1695202 | 3 | 07/12/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |