Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Betta | 2403289 | 7 | 06/27/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Sajjadi | 1905789 | 3 | 02/14/2002 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| Christopher Todd Gross | 2738293 | 4 | 04/27/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Kent Phelps | 1804129 | 5 | 12/08/2000 | Customer Dispute | Closed-No Action | $160,000.00 | $0.00 | See FINRA Report |
| William Betta | 2403289 | 7 | 12/04/2000 | Customer Dispute | Pending | $9,873.73 | $0.00 | See FINRA Report |
| Susan Sajjadi | 1905789 | 3 | 03/27/2000 | Customer Dispute | Settled | $208,120.00 | $0.00 | See FINRA Report |
| Douglas Fulton Kaiser | 1674570 | 7 | 01/03/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Fulton Kaiser | 1674570 | 7 | 11/18/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Betta | 2403289 | 7 | 08/23/1999 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Ralph Farach Saigh | 2209741 | 3 | 07/21/1999 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |