Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Orlando Sierra | 4425502 | 2 | 10/04/2004 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Jonathan Ted Marcu | 2401038 | 13 | 07/26/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Carmine Sibilla | 1783361 | 10 | 02/17/2004 | Customer Dispute | Settled | $437,000.00 | $0.00 | See FINRA Report |
| Steven Kent Phelps | 1804129 | 5 | 02/17/2004 | Customer Dispute | Settled | $437,000.00 | $0.00 | See FINRA Report |
| Susan Sajjadi | 1905789 | 3 | 01/16/2004 | Customer Dispute | Denied | $1,394,360.00 | $0.00 | See FINRA Report |
| Richard Alyn Rappaport | 1885122 | 4 | 11/21/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Betta | 2403289 | 7 | 09/10/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Nicholas Salvatore | 1695202 | 3 | 08/19/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Polyakov | 734810 | 3 | 09/20/2002 | Customer Dispute | Settled | $373,706.00 | $0.00 | See FINRA Report |
| William Betta | 2403289 | 7 | 09/10/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |