Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Polyakov | 734810 | 3 | 09/20/2002 | Customer Dispute | Settled | $373,706.00 | $0.00 | See FINRA Report |
Susan Sajjadi | 1905789 | 3 | 02/14/2002 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
Susan Sajjadi | 1905789 | 3 | 03/27/2000 | Customer Dispute | Settled | $208,120.00 | $0.00 | See FINRA Report |
William Betta | 2403289 | 7 | 08/23/1999 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
Ralph Farach Saigh | 2209741 | 3 | 07/21/1999 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
Thomas Edward Jandt | 2332028 | 3 | 06/01/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael Victor Mortensen | 1371803 | 6 | 05/03/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Victor Carmine Sibilla | 1783361 | 10 | 11/15/1998 | Customer Dispute | Settled | $515,000.00 | $0.00 | See FINRA Report |
John Paul McAuliffe | 726206 | 4 | 09/20/1995 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Joseph Leonard Sanders | 1177680 | 7 | 08/10/1993 | Customer Dispute | Settled | $176,000.00 | $0.00 | See FINRA Report |