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FINRA Broker Disclosures for Westpark Capital, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 58 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Barbara Gail Meyers1261182404/16/2015Customer DisputeSettled$32,589.90$0.00See FINRA Report
Victor Carmine Sibilla17833611006/24/2013Customer DisputeClosed-No Action$175,000.00$0.00See FINRA Report
Steven Kent Phelps1804129506/24/2013Customer DisputeClosed-No Action$175,000.00$0.00See FINRA Report
Michael Polyakov734810304/16/2013Customer DisputeSettled$157,178.00$0.00See FINRA Report
Victor Carmine Sibilla17833611009/06/2012Customer DisputeSettled$300,000.00$0.00See FINRA Report
Michael Victor Mortensen1371803602/13/2012Customer DisputeDenied$15,000.00$0.00See FINRA Report
Ray Wook Kim4446196411/09/2011Customer DisputeSettled$99,000.00$0.00See FINRA Report
Michael Polyakov734810303/17/2010Customer DisputeSettled$250,000.00$0.00See FINRA Report
Orlando Sierra4425502203/16/2010Customer DisputeDenied$3,000.00$0.00See FINRA Report
Edwin Tomohiro Suzuki4851317103/05/2010Customer DisputeClosed-No Action$25,000.00$0.00See FINRA Report

58 Results

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