Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Gail Meyers | 1261182 | 4 | 09/16/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Joseph Leonard Sanders | 1177680 | 7 | 07/19/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Dukes | 4712873 | 6 | 01/04/2021 | Customer Dispute | Pending | $90,000.00 | $0.00 | See FINRA Report |
| Joseph Leonard Sanders | 1177680 | 7 | 04/14/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Jandt | 2332028 | 3 | 05/15/2019 | Customer Dispute | Settled | $1,027,980.00 | $0.00 | See FINRA Report |
| Michael Victor Mortensen | 1371803 | 6 | 08/05/2017 | Customer Dispute | Denied | $7,029.00 | $0.00 | See FINRA Report |
| Victor Carmine Sibilla | 1783361 | 10 | 05/26/2017 | Customer Dispute | Settled | $108,400.00 | $0.00 | See FINRA Report |
| Matthew Ian Turner | 4114088 | 2 | 05/24/2017 | Customer Dispute | Settled | $103,000.00 | $0.00 | See FINRA Report |
| Douglas Fulton Kaiser | 1674570 | 7 | 04/18/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Frank Nicholas Salvatore | 1695202 | 3 | 04/18/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |