Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joe Anthony Marini | 4101633 | 3 | 09/15/2009 | Customer Dispute | Settled | $369.83 | $0.00 | See FINRA Report |
| Phyllis Rivard Miller | 1965824 | 5 | 06/18/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phyllis Rivard Miller | 1965824 | 5 | 09/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phyllis Rivard Miller | 1965824 | 5 | 07/14/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Michael White | 4768088 | 1 | 02/26/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John W Worley | 1939429 | 1 | 08/22/2002 | Customer Dispute | Settled | $13,056.00 | $0.00 | See FINRA Report |
| William Benjamin Love | 6612068 | 1 | 01/18/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joe Anthony Marini | 4101633 | 3 | 07/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erick Carlos Caledonia | 3072575 | 1 | 06/04/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Crawford Logan | 1921460 | 1 | 01/23/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |