Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darren Scott Wagerman | 3254817 | 2 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Scott Wagerman | 3254817 | 2 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David William Rayburn | 4207643 | 1 | 04/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phyllis Rivard Miller | 1965824 | 5 | 01/06/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phyllis Rivard Miller | 1965824 | 5 | 06/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phyllis Rivard Miller | 1965824 | 5 | 06/18/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phyllis Rivard Miller | 1965824 | 5 | 09/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phyllis Rivard Miller | 1965824 | 5 | 07/14/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |