Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Caesar R Rossitto | 6402117 | 1 | 04/15/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Darren Scott Wagerman | 3254817 | 2 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Scott Wagerman | 3254817 | 2 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Michael Cestary | 2729280 | 1 | 08/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cameron C Coleman | 7347829 | 1 | 08/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Luke Poussard | 4681892 | 1 | 10/29/2014 | Customer Dispute | Closed-No Action | $95,000.00 | $0.00 | See FINRA Report |
| David William Rayburn | 4207643 | 1 | 04/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phyllis Rivard Miller | 1965824 | 5 | 01/06/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phyllis Rivard Miller | 1965824 | 5 | 06/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joe Anthony Marini | 4101633 | 3 | 09/15/2009 | Customer Dispute | Settled | $369.83 | $0.00 | See FINRA Report |