Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Glenn Shaw | 1870018 | 14 | 02/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arthur Sylvester Littlefield | 2718449 | 3 | 02/02/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 12/21/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul John Meaney | 1448237 | 6 | 07/28/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Anne Marie MacHesky | 720341 | 1 | 04/20/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Kelly Wood | 2360240 | 1 | 02/25/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| King Wei Mah | 6564232 | 1 | 02/12/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 10/11/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Michael Ryndak | 408465 | 4 | 09/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brett Erik Jenson | 4048577 | 1 | 08/06/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |