Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stewart John Viets | 708261 | 1 | 07/01/1992 | Customer Dispute | Settled | $482,000.00 | $0.00 | See FINRA Report |
| Mark Thomas Duffy | 2789271 | 1 | 04/10/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Lee Saia | 841630 | 1 | 05/20/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Amy Jennifer Wright | 4613618 | 1 | 04/18/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Jason | 4136498 | 1 | 04/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cynthia Susan Paskett | 1478630 | 1 | 03/13/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Wayne Butler | 1026408 | 1 | 11/03/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Wynn Popp | 1696093 | 2 | 07/02/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Juliana Yoon | 4439749 | 1 | 03/18/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Pruitt Melton | 1509513 | 3 | 08/23/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |