Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Charles Barrett | 13429 | 3 | 07/29/1999 | Customer Dispute | Closed-No Action | $29,143.90 | $0.00 | See FINRA Report |
| Anthony John Damiano | 1662576 | 4 | 11/03/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Mitchell Smith | 4589003 | 1 | 02/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brodie James Patten | 7229609 | 1 | 09/13/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Hannahs | 1661717 | 3 | 02/27/1996 | Customer Dispute | Settled | $113,616.00 | $0.00 | See FINRA Report |
| John Michael May | 866212 | 1 | 11/17/1995 | Customer Dispute | Settled | $435,000.00 | $0.00 | See FINRA Report |
| John Tracy Daley | 2282750 | 2 | 07/20/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony John Damiano | 1662576 | 4 | 01/10/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michelle Lee Largen | 5529185 | 4 | 09/03/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron Plaskas | 6753483 | 1 | 02/22/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |