Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey John Furniss | 4888498 | 3 | 05/26/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Richard Glenn Shaw | 1870018 | 12 | 04/29/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Katelyn Marie Miele | 6846573 | 3 | 04/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Katelyn Marie Miele | 6846573 | 3 | 04/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Steven Ott Miller | 1009806 | 1 | 04/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Richard Glenn Shaw | 1870018 | 12 | 04/06/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Michael David Sullum | 4320124 | 1 | 04/05/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Michael Christopher McFeeley | 5505995 | 1 | 03/28/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Brian Andrew Horn | 2823904 | 2 | 03/28/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
John Martin Bussa | 4418922 | 6 | 03/28/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |