Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Joseph Godfrey | 2096542 | 3 | 08/25/2005 | Customer Dispute | Denied | $15,583.80 | $0.00 | See FINRA Report |
| John Edward Dover | 5410922 | 1 | 07/24/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Giaccone | 3004254 | 1 | 06/22/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan M Pineda | 5894972 | 1 | 05/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony John Damiano | 1662576 | 4 | 03/16/2005 | Customer Dispute | Pending | $18,000.00 | $0.00 | See FINRA Report |
| Ian David Weisser | 3188906 | 1 | 03/08/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Walling Kuekan | 806699 | 1 | 03/06/2005 | Customer Dispute | Denied | $30,990.00 | $0.00 | See FINRA Report |
| Edward William McBride | 1103699 | 1 | 10/28/2004 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Mark Christopher Hughes | 2308753 | 8 | 10/04/2004 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Ronald Romeo | 1980201 | 1 | 09/03/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |